0120 - CE4 - Shamanism Similarities
Aliens and Spirits
Could “aliens” and “spirits” be the same thing – or the same class of thing? And if so, what might this mean for our understanding of the human condition and of the nature of reality?
Could the realm from which UFOs appear – and then seem to disappear back into again “between one blink of the eye and the next” – be the “spirit world,” as John Mack came increasingly to believe? More intriguingly, what are the chances of this being the same spirit world, with its well-charted supernatural geography and inhabitants, that shamans have entered and negotiated with by means of hallucinatory out-of-body journeys since times immemorial?
The idea seems absurd by the tenets of Western science, which holds all spirit worlds to be illusory projections of the contents of our own minds. Still, I couldn’t help being intrigued by the close parallels I’d found between the piercings and inexplicable surgical procedures supposedly carried out on shamans by spirits, and the same sorts of procedures experienced by UFO abductees at the hands of aliens.
Similarities between Shamans experiences and AA : Abductions and Shamanism Experiences
Abductions and other unusual personal experiences
In an exhaustive series of three national polls conducted by the Roper Organization in 1991, it was established that approximately one out of every five adult Americans has, at one time or another in their lives, woken up paralyzed with the sense of a strange figure or presence in the room. In addition:
• nearly one adult in eight has experienced a period of one hour or more in which he or she was apparently lost but could not remember why;
• one adult in ten has felt the experience of actually flying through the air without knowing why or how;
• one adult in twelve has seen unusual lights or balls of light in a room without understanding what was causing them;
• one adult in twelve has discovered puzzling scars on his or her body without remembering how or where they were acquired.
The Roper polls, which had been nominally directed at gathering data about “unusual personal experiences,” were commissioned, and their results analyzed, by Dr. John Mack, Professor of Psychiatry at Harvard Medical School, Dr. David Jacobs, Associate Professor of History at Temple University, John Carpenter, a psychiatric therapist from Springfield, Missouri, Dr. Ron Westrum, Professor of Sociology at Eastern Michigan University, and Budd Hopkins, a New York based author, researcher, and counselor with specialist knowledge of the so-called “alien abduction” or “UFO abduction” phenomenon.13 Indeed, the specific but hidden agenda of the surveys, behind the more innocuous declared interest in “unusual personal experiences,” was to get some sort of statistical measure of the prevalence in the general population of individuals who had been afflicted by the constellation of extremely unusual personal experiences associated with classic UFO abductions.
The belief that one might have been abducted by alien entities in an unidentified flying object is generally taken as a sign of an unbalanced mind in our society, and provokes ridicule. The pollsters’ strategy was therefore to avoid direct questions on this subject and to focus, more obliquely, on “experiences known to be associated with UFO abductions.”14 Such experiences, in their turn, had been extracted from thousands of hours of interviews with deeply troubled and perplexed people, conducted - often under hypnosis - by John Mack, John Carpenter, David Jacobs, and Budd Hopkins. The interviewees had all undergone distressing episodes in their lives, often beginning in childhood and continuing into adulthood, that felt real to them but that seemed objectively impossible. In many cases they shamefacedly attributed these episodes to abduction by “extraterrestrial beings” who took them up to “spaceships in the sky” (or sometimes underwater or underground) and did painful, humiliating, and unpleasant things to them there, before returning them to their home environments. More frequently, however, they did not remember exactly what had happened - only that something had happened - but under hypnosis had full recall of repeated “abductions by aliens” at intervals throughout their lives.
Because so many interviewees were unable to remember being abducted until the details were extracted using hypnosis, the questions in the Roper surveys concentrated on the kinds of odd experiences that these individuals had been able to recall prior to hypnosis - often the very experiences that had led them to seek therapy in the first place. The five “strong indicators” listed above (i.e. waking up para - lyzed in the night with a strange figure in the room, inexplicably flying, puzzling scars on the body, an hour or more of missing time, seeing balls of light) were reported particularly frequently by UFO abductees. The poll designers therefore decided that if any respondents answered yes to at least four out of the five indicators, then they would count these individuals as probable abductees. Altogether, 2 per cent of the total survey sample fell into this category:
This suggests that two per cent of the adults in the American population have had a constellation of experiences consistent with an abduction history. Therefore, based on our sample of nearly 6,000 respondents, we believe that one out of every fifty adult Americans may have had UFO abduction experiences.
In 1991, when the Roper polls were conducted, “one out of every fifty adult Americans” was equivalent to almost four million people.16
My own position on “UFOs” and “aliens”
Before going further, I wish to state, very clearly and for the record, that when I started to explore the avenue of investigation set out in this and the next five chapters I did not believe that UFOs were “nutsand-bolts” spaceships from other planets. Likewise I did not believe that the “aliens” frequently associated with UFO sightings were physical beings from extraterrestrial civilizations who for some reason visited the earth, abducted certain specially selected humans, inflicted all manner of strange and intimate procedures on them, and then returned them to their homes, only to abduct the same individuals again and again - often over periods of many years - in order to carry out more strange procedures.
In Chapter Three I described my own direct observations of entities resembling the popular conception of aliens - entities who appeared to me in hallucinations seen under the influence of ayahuasca. The absolutely convincing and indeed terrifying nature of these hallucinations (which included objects like flying saucers) raised the possibility in my mind that the UFO sightings and alien abductions so widely and sensationally reported all around the world in recent years are likely to be best understood as experiences stemming from altered states of consciousness rather than nuts-and-bolts physical encounters of any kind.
Now, as I write these words after completing my research, my lack of belief in physical, extraterrestrial explanations for UFOs and aliens, and my intuition that they must be visionary phenomena, has hardened into something close to a certainty. I give readers fair warning, therefore, that nothing will be found in the pages that follow to support the idea that aliens are visitors from outer space. No one can rule out such a possibility entirely, but the evidence I have gathered suggests they are something far more interesting and far more mysterious than that.
Similarities between Shamans experiences and AA : Needles, Surgery and Pain
There is one particularly unusual, distressing, and distinctive personal experience that people who believe they have been abducted by UFOs report more often and more consistently than almost any other. This is the humiliating and traumatizing experience of being subjected by the abducting entities to forced medical examinations and to painful and incomprehensible surgical procedures that often leave behind permanent visible scars and sometimes even mysterious implants in abductees’ bodies.17 For full details, the reader is referred to the published work of John Mack, David Jacobs, and Thomas Bullard, where hundreds of pages of such reports can be found.18 Here a few examples will have to suffice to convey the peculiar character of the overall phenomenon.
In 1961, Betty and Barney Hill claimed that they were followed in their car by a UFO and abducted by small humanoid beings with
rather odd-shaped heads, with a large cranium, diminishing in size as it got toward the chin. And the eyes continued around to the sides of their heads . . . The texture of the skin was grayish, almost metallic looking . . . I didn't notice any hair . . . I didn't notice any proboscis, there just seemed to be two slits that represented the nostrils.
Once on board the UFO, the couple were separated and Betty was subjected to a medical examination during which a long needle was inserted into her navel, causing her agonizing pain.
The high point of Sandy Larson's 1975 UFO abduction was a view “of the earth in space through the end of a luminous tunnel.” The low point was an extremely unpleasant experience of bizarre and radical surgery in which “beings” removed her brain and set it down beside her.
In the autumn of 1950, Betty Aho was abducted by humanoids that she described as about three feet tall with “pear-shaped” heads and large unblinking eyes. Dramatic events followed. The UFO “plunged into the sea and came out again, then entered huge crystalline caverns which broadened into a vast underworld.” Later, Aho was “floated” onto a table:
She felt stuck to it while the beings removed her right eye and implanted a tiny device deep within her head using a luminous needle. A being's hand on her forehead relieved her pain. They . . . implanted objects in her spine and heels. The beings passed hand-held instruments over her spine and pointed needle-like devices at her head, causing her to feel the implants inside her.
Some 40 years later, at the beginning of the 1990s, John Mack's patient “Scott” recalled that during one of his numerous abduction experiences, he found himself in what he took to be a spaceship, stretched out on a table flanked by two “doctor-like” figures. His head lay on a block, and four “prongs” were being pressed into his neck, “high up, just below the scalp.” Scott believed these were electrodes, Mack reports, “that were used to manipulate and control his movements and feelings.”
“Jerry,” another of Mack's patients, remembered an abduction in which she was brought into a large spaceship with a domed roof, and then into “a circular room” within it, which was “shiny and metallic-looking and contained what looked like equipment.”26 Here small, dark human-like beings performed incomprehensible tests on her body under the guidance of a taller, lighter entity who she thought of as male and as “the leader.” At one point he asked her telepathically (but confusingly) if “the medication has been okay up till now?” Immediately afterwards, she reported, “something sharp, like a needle” was driven from a high angle down into the side of her neck: “They're turning it! Ohhhh! It's inside of me . . . They stuck that thing inside me.”
Like many other abductees, “Catherine's” experience - having been brought against her will on board what she believed was a UFO - involved first being taken into a metallic room, “like burnished aluminum but darker,” and made to lie on a table there. She noted that the room had muted lighting and that a number of small beings were present in it with her. The leader, or “examiner,” though taller than the others, was nonetheless shorter than Catherine. His skin appeared to be “very smooth - whitish gray,” and his manner was intimidating: “He's looking at me like you look at a frog before you dissect it.”
Next Catherine remembered being subjected to a series of painful gynecological procedures and was convinced that samples had been taken from her ovaries. We will return in Chapter Seven to the possible significance of these (also very common) “reproductive” aspects of the UFO abduction experience. Meanwhile, Catherine's ordeal was far from over. She described a metal instrument “maybe a foot long” that was inserted “perhaps six inches” into one of her nostrils - i.e. into her brain:
I could feel something breaking in my head. When he pushed it through, he broke whatever it was and pushed it all the way through, up even further . . . I’m wondering what they broke . . . I don't know the anatomy, and he broke something to get it through, to get it into my brain . . . I don't know what it was. I want to know if it's going to heal.
“Joe” recalled being abducted by a humanoid “with a triangular face and a large forehead, narrow chin, and large, black, elliptical eyes” that first “floated” him up to a spaceship that was “much bigger inside than outside” and then used mind control to make him lie on a table. Here he was suddenly surrounded by eight to ten small beings. One, standing to his left, fell upon him with “a large needle about a foot long, with a kind of hilt.” The needle entered the left side of Joe's neck below the ear, “against the skull,” causing severe pain: “They're putting a picture in my mind of a small, silver, pill-shaped thing that they're leaving there which has four tiny, tiny wires coming off it.” After the needle was removed, Joe reported that he received this telepathic message from the beings: “We are close. We are with you. We're here to help you. We're here to guide you, to make it through your difficult times.” On another occasion, Joe was abducted together with his baby son Mark, and witnessed the beings holding “crystals” against the child's head and “shining a light on his eyes and on his hand.”
John Mack's patient “Eva” saw a gray spaceship, panicked, blacked out, then found herself on a table in a room with two beings inspecting her:
I was in a fetal position, my back to them. They were doing something to my spine. My entire spine was stinging and cold. It was awful! It felt as though they were going inside my body with some very sharp instrument and inserting it between my flesh and my skin.
“Karin” also found herself in a room on a spaceship: “They opened up my chest and took out my heart.” Similarly, “Carlos” told Mack of how he had been “floated” up through the sky “on a beam of light” to what he took to be a spacecraft. He found himself in the “rotunda” of this circular vessel in a spacious instrument-filled room where many small humanoid creatures went about their business, seemingly with no expectations of him. However, one of them eventually led him to another part of the ship, where he was placed on a table that he described as “a block of crystal.” Here a female being with huge oblique eyes, but “hardly a nose and hardly a mouth,” instructed “reptilian-faced, insectile-bodied, or robot-like entities” to perform an operation on him. The operation was excruciatingly painful and involved the use of crystals:
Whatever these crystals are, metal-like more than glasslike, there is light. I can see it . . . It is like a squared tube of crystal with the sides lopped off so that at the ends each tube appears eight-sided . . . And then the end of it is shaped like a step-pyramid. It shoots laser light into the body, but it feels like a needle because it hurts, and it resembles a needle.
Similarities between Shamans experiences and AA : Floating
I began to re-examine ethnographic studies of shamanism side by side with casebooks of UFO abductee reports to see if there were other such similarities. Gradually, I became fascinated and immersed - for there seemed not just to be similarities here but a whole network of closely interwoven and interdependent connections so intricate and extensive that they could not possibly have arisen by chance.
An example is the way most abductees report that at the beginning of the experience they are “floated” out of their houses or cars and up to the sky to where the UFO awaits. Similarly, most accounts of shamanic initiations also begin with a sky journey (because the realm of the gods and spirits is located in the sky – for example Viho-mahse , the Tukano god of hallucinogenic snuff, lurking in the Milky Way). Now, the sky itself is universal to all cultures and periods, always over our heads, always beckoning, glittering with stars, so the fantasy of sky journeys might occur spontaneously to anyone and could easily have been invented independently by many different cultures. That was why I didn’t pay much attention to this obvious and elementary parallel until I began to look in detail at the methods used by abductees and shamans to reach the sky.
The gentle art of floating (1)
Abductees speak of three principal means by which they are floated through the sky to and from the waiting UFOs. The first is just that - floating. A few examples of how it is described:
I’ve got this impression of floating above my bed, like being kind of levitated out the doorway to the hall. (Catherine)
We kind of walked, kind of floated into the bottom of the ship. ( Joe)
They then support me somehow off the table and down out of the ship . . . They levitate me or something. (Dave)
I sort of feel like I’m on an elevator except there’s no walls or anything around it, it’s just up, fast . . . (Barbara Archer)
I can remember floating down. I came from very far away. We were very high up in the sky, it seemed to me. And when I was put down they put me down gently. (Karen Morgan)
They glided me into that thing . . . I couldn’t resist them, I just floated . . . (Charles Hickson)
In the second type of experience of floating, abductees associate their sudden levitation and flight through the air with a beam of light which often encloses them completely:
I’m inside the beam of light. I’m going up, and there’s a hole above me, and it’s dark, but there’s light all around it. It’s like a blue light . . . a blue beam of light come down to the ground, and then it was almost like going through a tunnel . . . (Nona)
He’s taking me up, up the diagonal. We just kind of fly off. We’re not going straight up. We’re going across too. “This is too fast! Why are you going so fast? I’m going to fall off the beam! I’m going to fall down there!” And he just kind of says: “No, you won’t.” (Catherine)
The third type of experience is more unusual, but is nonetheless reported in a good number of cases. It involves ropes, wires, strings, or threads of light, which the abductees must float along, or climb, in order to reach a UFO hovering far above them. For example, John Mack’s patient Andrea was wakened in her bedroom by a flash of blue light “like a big headlight on a car” and the presence of two small, thin beings with bulging heads and huge eyes. “They’re very skinny,” she remembered, and “they look like they’re made of light. But then underneath there’s some physicalness to them.” One of the beings was “holding a stick or a rod” which he now pressed to the back of Andrea’s ear. Her next recollection was of being “floated” feet first “right through” the glass of her bedroom window and high over trees. She reported that a “line” or “thread” of light extended from her navel to the beings, and that “streamers” of light were coming out from one of the beings to her body. These “threads of light” seemed to be used to pull her up to the ship.
Similarly, as his abduction began, Arthur saw a “light like a thread, a spider’s thread that’s lit” extending down from the night sky. At the same moment, he saw a group of “little lighted beings clustered all together” who told him: “Don’t be afraid or it will break the thread.” Next Arthur found himself in the air, in some way supported by the thread, which he estimated to be no more than one-eighth of an inch in diameter: “like a kite string, maybe.”The thread or string seemed to be bathed in a light that was everywhere and as the beings were telling him “not to be afraid” Arthur was “just going along it, standing erect,” pulled as if by an unseen force. The string seemed to go into the craft, “like a phone line or something.”
The gentle art of floating (2)
Shamans, too, float, or are wafted aloft in various ways, as they begin their journeys in the spirit world:
He saw the roof of his hut open above his head and felt himself carried off to the sky, where he met a multitude of spirits . . . (Basuto shaman, South Africa)
I was carried up to the spirit-village of those who live in the sky, a doctor’s village, and there I was instructed . . . (Winnebago shaman, North America)
What is particularly puzzling, however, is that the striking motif of a rope, or string, or spider’s web, or thread of light that occurs as a means of ascent in some UFO abductions is also commonly found in accounts of shamans’ sky journeys. In north-western Australia, for instance, shamans say that they reach the sky on “ropes of air,” while the shamans of the Kulin and Kurnai tribes hallucinate a fine thread emerging from their bodies: “It comes out of their mouths like a spider’s web and they climb to heaven on it.” Likewise, the bushmen of southern Africa almost always make use of threads, strings, and ropes in their hallucinatory sky journeys. As was the case with the now extinct San rock artists, the !Kung shamans of the Kalahari still use the trance dance as the principal means of entering a deeply altered state of consciousness and summoning up sufficient n/um (supernatural power) to ascend to the spirit world. The !Kung shaman Bo explains that when the power is strong, he sees
lines or strings of light that go up into the sky. These lines may be the thickness of a blade of grass or as big as a rope or chain. They are white in color or shiny like silver metal . . . When I see a rope of light I walk towards it. As soon as I get to it or near to it, I start floating up to the sky . . . You don’t have to grab it or touch it. You just float away with that rope. That line just takes you. You become so light that you simply fly away.
According to another shaman, Mabolele Shikwe:
The rope can take away anyone who comes to the dance. If you are very strong and you don’t fall to the ground, the rope can take you away while you are dancing.
A Kalahari shaman named Cgunta !elae :
When I go to the rope, it makes me float up to the sky. Sometimes I travel to another place the instant I go toward it. At other times you simply walk along it.
The same informant:
When we go up the rope we sometimes see other doctors from our San rock art depiction of shamans climbing ropes to the sky (RARI). community who are also going up the same rope. The ropes will be there forever. They point down to us from the sky. The place in the sky is where the Big God lives . . .
Here’s old K‘‘xau , a famous !Kung shaman whom we have already met briefly in Chapter Four:
My friend, that’s the way of this n/um . . . I dance . . . When I emerge I am already climbing. I’m climbing threads, the threads that lie over there in the South . . . I take them and climb them. I climb one and leave it, then I go climb another one. I come to another one and climb, then I come to another one. Then I leave it and climb on another. Then I follow the thread of the wells, the one I am going to go enter! The thread of the wells of metal. When you get to the wells you duck San rock art depiction of shaman climbing to the sky: “I follow the thread of the wells . . . the thread of the wells of metal. When you get to the wells you duck beneath the pieces of metal . . .” (RARI) beneath the pieces of metal . . . It hurts . . . When you lift up a little, the metal pieces grab your back.
What seems to be envisaged is some sort of contraption in the sky”wells of metal.” It all sounds very strange, but in fact contraptions in the sky are common elements of shamanic visions. A Yurak-Samoyed shaman of Siberia, for example, relates how
he mounts to the sky by the help of a rope especially let down for him and how he shoulders aside the stars that block his way. In the sky he rides in a boat and then descends to earth at such a speed that the wind passes through him . . .
The core image of a sky-vehicle letting down a rope also occurs in North America:
One summer day [the shaman Bull Lodge] lay in the grass on his back with his arms out flat on the ground, elbows bent . . . As he gazed up at the sky, an object appeared . . . It was a shield, with a string or fine cord attached to it leading up to the sky . . . Then Bull Lodge heard a voice. The sound came from behind the shield . . . “My child, look at this thing. I am giving it to you from above.”
In Australia, the flying shield in the sky is replaced by a supernatural bird, but is still approached by a string:
They took hold of the doctor’s string, on the other end of which Wombu, [the god] Baimi’s bird, was waiting. They traveled up through the clouds to heaven.
Mircea Eliade reports that amongst the powers claimed by the shamans of the Mara Aborigines of Australia is that of “climbing at night-time by means of a rope, invisible to ordinary mortals, into the sky, where he can hold congress with the star people.”
The comparison with UFO abductees, who also say they climb to the sky by means of threads or ropes, and who also believe they hold congress with “star people,” is very clear. Meanwhile, in the depths of the Amazon, a group of shamans of the Cubeo tribe gather in a jungle shelter to drink ayahuasca so that their souls too may hold congress with the spirit world:
And then the Star-People descend, with their shining eyes, with their brilliant eyes, and surround those sitting on their benches. The scintillating lights come and try to carry them back to the Milky Way . . .
The reader will recall that many UFO abductees do not see threads or ropes but lights, or beams of light, that appear in their rooms and float them out of their beds. Some sort of “abduction by lights” certainly seems to be implied in the case of the Cubeo, and was also reported explicitly by the bushman shaman Twele, who told anthropologists: “I don’t see a string hanging from the sky, but I see a light that makes me float.”
Similarities between Shamans experiences and AA : Caverns or Underwater
Underground, underwater
There were moments as I researched this material when I wasn’t sure whether I was reading a UFO abduction report or the account of a shaman’s psychedelic pilgrimage to the sky world. Despite surface differences appropriate to the very different cultural settings and periods in which the abductees and shamans had undergone their experiences, the clues kept mounting up that the two phenomena must, in some as yet unexplained way, be closely related at a deep structural level.
For example, not all shamanic journeys lead to the sky. This is the most common scenario, but the reader will recall from Chapter Four that shamans in their trances also quite frequently report the experience of being transported into a cave – sometimes lined with crystals or calcite formations, and often illuminated by a strange diffuse light with no obvious source. In other cases they travel to an underwater location that lies at the bottom of a sea, lake, or river pool.
These are not the sorts of destinations that one automatically associates with UFOs, which are, after all, unidentified flying objects. Nevertheless, we saw in Chapter Five that the UFO which abducted Betty Aho in 1950 “plunged into the sea and came out again, then entered huge crystalline caverns which broadened into a vast underworld.”
In 1979, in Florida, Filiberto Cardenas was abducted by humanoids dressed in what he described as tight white clothing. They took him to a beach, opened “a lock” in the side of a huge boulder, then transported him through a “tunnel beneath the sea.”
In 1981, Mexican photographer Carlos Diaz saw a UFO floating over his head. “It was made of millions of small dots of light. I tried to touch the object, but my hand went through the yellow light . . .” He felt disoriented, and suddenly noticed that the craft now appeared to be standing “inside a cave that was lined with stalactites and stalagmites . . . There was something strange about the illumination . . . It was everywhere but I couldn’t find a source.”
Even more to the point is the case of Lucy, abducted in October 1992 by beings who she construed as aliens, although UFOs did not feature in her experience at all. Waking up in the middle of the night, she felt a compulsion to drive her car into the Blue Ridge Mountains west of Washington DC. Finally she stopped on a deserted road, to the right of which there was a steep drop “to a field full of people in their pajamas and nightgowns.” She found herself floating in their direction and was then swept with the crowd into an opening in the side of the hill. “It led steeply down through the limestone under the hill to a large room with a high ceiling where the abductees congregated and the aliens inscrutably watched them . . .”
Similarly, Scott recalled hurtling down into “a huge underground rock-walled place” in a fast-moving elevator, and Joe found himself “in a subterranean room hewn from rock” lying on a table “surrounded by little people with big heads, and they’re putting a needle in my neck.” Many further examples could be cited, but the point has been sufficiently made that as well as going to technological venues in the sky – which themselves are matched in pre-scientific cultures by appropriate construals, such as flying shields and boats and aerial “wells” made of metal – UFO abductions frequently unfold in classic shamanic settings such as caverns or underwater.
Similarities between Shamans experiences and AA : Shapeshifters, Therianthropes and Animals
The power of transformation
Aliens, shamans, and the supernatural beings of the spirit realm have another completely unexpected and rather mysterious characteristic in common. Before I began this research I had no idea that therianthropes were the subject matter of the most ancient religious art of mankind. Nor had it ever occurred to me (as seems perfectly obvious now in the light of Lewis-Williams’ work) that many of the animals depicted in painted caves and rock shelters all around the world might be best understood as representations of transformed shamans or spirits in animal form seen during hallucinatory trances.
On the other side of the equation I had, at the outset, no personal interest in, and possessed only rudimentary information about, the UFO abduction phenomenon, which I did not imagine would prove relevant to my investigation of the origins of religion. I began to change my mind after my own encounters, facilitated by ayahuasca, with friendly “light-beings” and a much less friendly large-headed “Gray” with a heart-shaped head and huge black eyes, who I had genuinely feared might abduct me in one of the flying saucers that also featured in the same vision (see Chapter Three). I was given further pause for thought when I realized that very similar figures of small humanoid beings with heart-shaped (or pear-shaped, or teardrop-shaped) heads had been depicted in the cave art of Upper Paleolithic Europe, and also in the rock art of the San hunter- gatherers of southern Africa. It was with my curiosity thus aroused that I then began to delve into the modern UFO-abduction literature of the West, alongside the extensive shamanic sources I already had to hand, and stumbled across the weird parallels and commonalities between spirits and aliens explored in the last two chapters.
My mental picture of the aliens had been heavily conditioned by what I had seen in my ayahuasca visions, which in turn accorded very well with the physical descriptions given of aliens in hundreds of UFO-abduction reports and endlessly regurgitated in the tabloid media. I was therefore completely unprepared for what I discovered next – which is that, just like spirits, these entities that Western abductees generally construe as aliens very frequently first present themselves in the form of animals, or with hybrid animal and alien characteristics, before appearing in their more familiar tabloid identity as small humanoid beings with heart-shaped heads, large eyes, etc., etc.
Aliens as animal spirits
Let’s deal with the aliens’ side of this peculiar story first. Again, the most useful way to proceed is simply to allow the abductees to speak for themselves about what they saw and experienced. In Arthur’s case, the small “luminescent and semi-transparent” humanoids (with large dark eyes), who encouraged him to climb a thread of light in an episode cited earlier, for some reason strongly reminded him of rabbits: “so close to each other they’re touching each other . . . It’s like a bunch of rabbits. They huddle like rabbits.” This had the effect of endearing them to him. Similarly, Peter’s abduction began when a group of small beings appeared in his room and a beam of light lifted him off his bed. As he was floated out of his house and into the air, he got a close look at one of the beings. Its eyes, he said, were very dark and deeply set in its face: “like an animal’s eyes, like a raccoon’s eyes.”
While he was hunting in Medicine Bow National Park, Wyoming, in 1974, Carl Higdon saw five elk together in a clearing. Instinctively he took aim and fired his rifle but, as he did so, a zone of strangeness surrounded him, the sound of the shot seemed to come from far away and time slowed down so that Higdon was able to watch the bullet as it left the gun, traveled slowly through the air, and fell to the ground, “crushed and folded like a glove,” about 60 feet away. As he walked to pick up the bullet an odd-looking humanoid figure dressed in black appeared and gave him a “pill,” telling him that it would alleviate his hunger for four days. Higdon was then taken on a journey in what he presumed to be a spaceship, and later returned to the National Park, bewildered and disoriented, with his body covered in scratches.
Moments before her abduction by small humanoids, Virginia Horton remembered talking with an “intelligent gray deer,” and added: “there was a person inside this deer.” Another woman also reported seeing a deer looking at her through a window just before she was abducted. Indeed, John Mack, David Jacobs, and other researchers who interviewed large numbers of abductees found such accounts of encounters with therianthropic aliens – strange humanoids that either had certain animal characteristics or were fully transformed into animals – to be extremely common. “The aliens appear to be consummate shape-shifters,” wrote Mack, “often appearing initially to the abductees as animals – owls, eagles, raccoons and deer are among the creatures the abductees have seen initially.”
An abductee interviewed by David Jacobs saw a wolf in her bedroom one night:
The wolf was standing squarely on her bed, looking her in the eyes. She clearly remembered its fur, fangs, and eyes. Other abductees have claimed to have seen monkeys, owls, deer, and other animals.
Indeed, owls feature particularly often in abductee reports. For example Colin, aged two and a half, the youngest of Mack’s patients, frequently complained of being taken by “scary owls with big eyes” to a “spaceship,” which he also sometimes described as a “big boat in the sky.” The owls, he said, “floated down” from the sky to fetch him. On one occasion he confided that “monster owls” had “attacked” him on the spaceship, hurting his toe. The author Whitley Strieber was confronted by the large, hypnotic eyes of “a barn owl” staring at him “through the window” of his home at the start of an abduction in which the aliens made an incision in his right forefinger. The abduction experience of a woman on the west coast of the U.S.A. began when an entity that she construed as a “five-foot-tall owl” strode down the highway towards her parked Jeep and stared at her over the hood. One of Carol’s early abduction experiences began with a large owl that swooped down from the skies and hovered close to her face. Its wings did not seem to flap, and its “big dark eyes” filled “three quarters” of its head.
A registered nurse from the north-eastern United States, Carol’s abductions were of special interest to me because another of her encounters with strange, compelling owls included further levels of transformation, as well as unexpected symbolism that she herself recognized as shamanic. John Mack, whose patient she was, takes up the story:
She was lying on a grassy mound or hillside, unable to move as she watched a small speck in the sky that seemed to be spiraling down toward her. She felt a wind, heard a high-pitched buzzing sound, and saw bright light around her. As the object seemed to come closer, it appeared to be an owl, and she felt a mixture of fear and awe. She turned her head and saw what looked to be a typical shaman, with a heavy fur robe and an antlered headpiece. Carol took this to be Cerunnos, an ancient Celtic deity, half animal and half person, that presides over animals of the forest. As the owl from the sky came closer, Carol realized that it seemed much too large for an owl – its black eyes were at least four inches across, and it had no other owl-like features, such as feathers or a beak . . . Then the experience seemed to “escalate” quickly into a negative one . . . The owl was not an animal at all, and she was no longer outside on a hill. Instead she felt panic in the presence of a familiar small being who stood over her “watching and controlling” . . . Mainly she remembered the eyes [of the being] which seemed like black “bulbous eggs – maybe that’s what’s giving me the image of an owl.”
Bernardo Peixoto, a shaman of the Brazilian Ipixuma tribe, gained a PhD, qualified as an anthropologist, and held a teaching post during the 1990s at the Smithsonian Institution in Washington DC. He is, in addition, a UFO abductee, and identifies the sinister small-bodied, large-eyed beings usually known in the West as “Grays” with spirits that the Ipixuma call the ikuyas. Remembering his childhood in the Amazon, he told John Mack about an occasion during a tribal ceremony when the figure of an owl was seen perching at the top of a tree. The elders chanted, “Ikuya! Ikuya! Ikuya! ” Bernardo asked them why they thought the creature was an ikuya and not simply an owl:
They said that, because they were in a trance, they could see light and force around the owl, which told them it was a humanoid in disguise. Also when they shoot arrows at the ikuyas disguised as owls, the arrows seem to pass through them without killing them.
Similarities between Shamans experiences and AA : Spirit Helpers and Aliens
Shamans and their spirit helpers
Lacking the benefits of Peixoto’s worldwide travel and contacts, most shamans from remote tribes have never heard of aliens or of UFO abductions, but as we have seen, they know a great deal about spirits that behave in many of the same strange ways that aliens do. The reader is already familiar from previous chapters with the transformations of spirits and shamans into animals and therianthropes that are experienced in deeply altered states of consciousness. Emerging from this, an important universal theme has been identified: shamans acquire supernatural helpers or guides – spirits who teach them how to become great healers. These spirit guides almost always appear in the form of animals or therianthropes, and frequently begin to play a role in the future shaman’s life while he is still a child, long before his initiation. In this respect, too, there is a parallel with UFO abductions, which also often begin in childhood and continue into adulthood.
Mircea Eliade reports that the “helping spirits” of future Eskimo shamans are usually animals appearing in human form;
they come of their own volition if the apprentice shows talent. The fox, the owl, the bear, the dog, the shark, and all kinds of mountain spirits, are powerful and effective helpers.
Among the Cahuilla of southern California, the shaman’s powers are believed to be transmitted to him by Mukat, the Creator, through the intermediary of guardian spirits in the form of owls, foxes, coyotes and bears. The Paviotso, another southern Californian tribe, say that it is the “spirit of the night” that gives shamans “power for doctoring,” which is transmitted with the help of “water-babies [i.e. water fairies or sprites], eagle, owl, deer, antelope, bear, or some other bird or animal.”
Mun-yir-yir, an Australian Aborigine of the Murngin tribe, reported the following experience at the onset of his shamanic calling:
I leaned over and drank out of the water-hole. When I did that a doctor soul caught my nose and made me sink down into the water. The doctors, they were two boys and a girl . . . They looked like opos-sums . . . They opened my nose and eyes and mouth and made me well.
At the end of the nineteenth century, the anthropologist Franz Boas recorded the experiences of a Kwakiutl Indian who received his shamanic calling and became a healer after the intervention of an animal spirit – a wolf – that had at first made itself useful to him as a hunting companion:
One day, however, his wolf friend pressed its muzzle against his chest bone and vomited all its magical force into him. He fell into a deep sleep and dreamt that the wolf changed into a human being and told him he would now be able to heal the sick. When he awoke he was trembling all over. Now he was a shaman.
The Gitksan shaman Isaac Tens, whom we have met in previous chapters, received his calling at the age of 30 when he began falling spontaneously – sometimes in the midst of other activities – into deep and disturbing trances. When he awoke, he was often injured and bleeding, and reported stressful experiences involving owls, very similar to those undergone in modern times by UFO abductees. This was what happened to Tens around the year 1890 at the end of an afternoon spent cutting wood in a forest:
Before I had finished my last stack of wood, a loud noise broke out over me . . . and a large owl appeared to me. The owl took hold of me, caught my face, and tried to lift me up. I lost consciousness. As soon as I came back to my senses I realized that I had fallen into the snow.
On another occasion, while out hunting, Tens said he “glanced upwards” and “saw an owl” at the top of a high cedar:
I shot it, and it fell down in the bushes close to me. When I went to pick it up it had disappeared. Not a feather was left; this seemed very strange . . . A trance came over me once more and I fell down unconscious . . .
When a shaman-to-be amongst the Aborigines of eastern Arnhem Land, Australia, received his calling, he construed the frightening beings that initiated him during his trance as other shamans ( marrnggijt) transformed into huge birds. This is his account, recorded by ethnographers in 1935:
He heard the marrnggijt slapping their sides with their wings. One was close behind his head, and the second was up in the tree above him. Opening his eyes he saw the one in the tree, in appearance like a jabiru [a large bird of the region, a species of stork] but with eyes like an owl. Almost immediately the one behind him hit him on the head with a stick and half stunned him, while the one in the tree jumped on his chest and stood there . . . The marrnggijt then proceeded to thrust all manner of pointed objects into his body . . . saying, “We are doing this to let you know that from now on you will be a marrnggijt.”
That the onset of some shamanic initiations and of some UFO abductions should be marked by the sudden materialization of owls - or of other birds and animals with huge owl-like eyes – is mysterious enough in itself. But what I thought made the coincidence even stranger was the way this sort of imagery seems to pick up a reflection from the caves of Upper Paleolithic Europe. A prehistoric engraving on the wall of Trois Frères in south-west France features Humanoid owls of Trois Frères two large owls, which archaeologists judge to have distinctly humanoid characteristics. In the same cave, the famous therianthrope known as the Sorcerer is also found. Thought to be more than 15,000 years old, it has the legs and upper body of a human being, its face is dominated by large owl-like eyes and a beak, and antlers jut from the top of its head. It could serve as an alternative model for the antlered shaman figure seen by Carol in the abduction described earlier that also featured “an owl with black eyes at least four inches across.”
Similarities between Shamans experiences and AA : Painful Initiation, Learning, Doctorcitos & Books
Knowledge
Whatever animal or hybrid form they appear in, and whether terrifying or friendly at first, the purpose of a shaman’s spirit guides is to bestow upon him the power and teach him the requisite skills to shamanize: to travel freely and at will in the spirit world, to negotiate with its inhabitants, and to return to earth equipped to heal the sick, influence the weather, control the movements of animals, and find out the truth of hidden things – not for his own benefit but for the benefit of the tribe. Very frequently, as noted above, such supernatural helpers first make their presence felt when the shaman is still a child – particularly during episodes of stress related to his unusual abilities and personality, or during a severe illness or emotional crisis. I’m reminded of John Mack’s patient Joe, quoted in Chapter Five, whose alien abductors told him: “We are close. We are with you. We’re here to help you. We’re here to guide you, to make it through your difficult times.” This pleasant expression of solidarity, as the reader may recall, immediately followed a much less pleasant experience in which “a large needle, about a foot long, with a kind of hilt” had been thrust into Joe’s neck at the base of his skull. But such apparent paradoxes are as rife in the accounts of abductees as they are in accounts of shamanic initiations.
Together with all the piercing, cutting, insertion of implants, counting of bones, removal and replacement of organs, etc., etc. with which we are already familiar from the reports of UFO abductees, it is also clear – despite their frequent feelings of confusion and trauma - that they regard their encounters with the aliens as important learning experiences. For example Jean, a social scientist and lecturer living in the western U.S., is convinced that her frequent abductions have greatly strengthened her creative powers and insights. She believes that her encounters with the aliens have in some way “neurologically reprogrammed” her to “take in knowledge and put it out for others.” Similarly, Jim Sparks, a real-estate contractor in his mid-forties, told John Mack that immediately before each abduction the aliens project a hologram-like symbol, “most often an owl,” into his visual field. When the owl appears, Sparks understands that it is time to “prepare for school or to learn.”
Is it a coincidence that shamans likewise regard their initiatory trances as learning experiences by which their own inner resources are bolstered and specific information is conveyed to them? Amongst the Auracanian Indians of Chile, the future shamaness (machi) ascends in trance to the sky. There not only does she “meet God,” as Mircea Eliade reports it, but also “supernatural beings show her the remedies necessary for cures.” Similarly, in the Kalahari, the bushman shaman Bo told anthropologist Bradford Keeney that he climbed the ropes to the sky in order to learn from “the Big God” and his retinue of spirits:
That’s one of the ways we learn new songs, dances, and more knowledge about how to heal others. They show us what plants to use for a certain sickness or how to treat a specific person.
Kgao Temi, another shaman of the !Kung, had the same experience: They teach you things and give you more power. They actually talk to you. They tell you about the dance [the trance dance that the bushmen use to attain altered states of consciousness]. They also teach you about the plants.
In the Peruvian Amazon, Mestizo shamans are adamant that the ayahuasca beverage takes them to a realm where spirits, sometimes in the form of animals and sometimes in the form of “small people of a beautiful and strong constitution,” teach them everything they must know in order to shamanize. Referred to as doctorcitos (“little doctors”), these beings equip them with icaros, the magic songs used during ayahuasca sessions, show how illnesses may be diagnosed, and instruct them in detail on what plants to use, and how they are to be mixed with other plants, extracted, cooked, etc., in order to effect cures.
Very occasionally, when shamans receive their stern lessons of pain and knowledge at the hands of the spirits, one of them may be given something more than oral teachings and demonstrations. There are cases on record in the ethnographies where a shaman claims to have been given a book. Maria Sabina, a Mazatec Indian shaman who practiced in the village of Huatla de Jimenez in Mexico in the 1950s, attained her visionary state by consuming a species of psilocybin mushrooms known since time immemorial in Mexico as teonanactl (literally “flesh of the gods”). This she did, like all true shamans everywhere, in order to heal. In one particularly strong vision, during which she penetrated further than ever before into “the world where everything is known”:
A duende, a spirit, came toward me. He asked me a strange question: “But what do you wish to become, you, Maria Sabina?” I answered him, without knowing, that I wished to become a saint. Then the spirit smiled, and immediately he had in his hands something that he did not have before, and it was a big Book with many written pages. “Here,” he said, “I am giving you this Book so that you can do your work better and help people who need help and know the secrets of the world where everything is known.” I thumbed through the leaves of the Book, many written pages, and I thought that unfortunately I did not know how to read. I had never learned and therefore that would not have been any use to me. Suddenly I realized I was reading and understood all that was written in the Book and that I became as though richer, wiser, and that in one moment I learned millions of things. I learned and learned.
The spirit would not allow Maria to keep the book, which, she said, “remains in the sky.” How likely is it to be a coincidence that almost exactly the same story, transferred to a UFO setting, was told by Betty Hill? During her abduction in 1961, the being that she identified as the leader of the aliens gave her a large book, but reclaimed it before allowing her to leave the ship.87 Another abductee, Betty Andreasson, was given “a small blue book with 40 luminous pages” but it too soon afterwards disappeared.
Similarities between Shamans experiences and AA : Recurrent Shared Cross-Cultural Experiences
The materialized psychism and the bottomless void
Even if spirits are real – which is basically what shamans the world over have claimed for millennia and scientists have denied for about a hundred years – we still have to ask ourselves what business they have with us. The scientific faction, of course, says that spirits have no business with us at all, on the grounds that the spirit world does not exist and supernatural beings are just empty projections of the human mind that may naively be believed in at rudimentary stages of culture but must inevitably be abandoned in the light of modern thought and technology. Anthropologist Weston La Barre tells us, as though these things have been proven in a laboratory, that “the notion of an ec-static or body-separable soul (brainless mind or organismless life) that can wander in space and time has long since been banished. . . and all the supposed attributes of the soul can be better explained in terms of the sciences.” Babbling triumphantly about the progress of the West in the nineteenth and twentieth centuries, the influential journalist and critic H.L. Mencken praised the scientists who had pioneered this now unstoppable revolution in knowledge:
One by one the basic mysteries yielded to a long line of extraordinarily brilliant and venturesome men . . . The universe ceased to be Yahweh’s plaything and became a mechanism like any other, responding to the same immutable laws . . . Heaven and Hell sank to the level of old wives’ tales, and there was a vast collapse of Trinities, Virgin Births, Atonements and other such pious phantasms.
If shamanic experiences of spirits and modern experiences of aliens are essentially a single phenomenon, however, then it becomes harder to maintain certainty that all such apparitions are “phantasms,” and that the universe is just “a mechanism like any other, responding to the same immutable laws.” This is because it is very difficult to understand how the human mind, without any real, objective, and consistent external stimulus, could consistently generate the same bizarre sequences of unexpected procedures and experiences in two groups of people as far apart culturally as shamans in hunter-gatherer societies and UFO abductees in the United States.
We are, of course, talking about hallucinations here – which are conventionally defined as perceptions that are thought to be real but that lack any objective stimulus:
“Hallucination” derives from the Latin deponent or half-passive verb alucinari, “to wander in the mind” . . . In careful, present-day usage, hallucination indicates a false appearance, in sensory form, hence seemingly external, but occasioned by an internal condition of the mind, the central suggestion of the term being its subjectivity and ground-lessness . . .
Entoptic phenomena in the early stages of trance are recognized by science as universal human experiences in altered states of consciousness (and ascribed to the structure of the nervous system, as we’ve seen). But established opinion holds that full-blown iconic and representative hallucinations – Stage 3 hallucinations in Lewis-Williams’ model – are not only not real in any sense, but also that their contents are “derived from memory” and life experiences, and “are all culture specific: at least in some measure, people hallucinate what they expect to hallucinate.”
If this established model is correct, then we need to explain what common cultural factors and common memories have led people all around the world at all periods of history to hallucinate being abducted to the sky (or underground or underwater) by small humanoids with large heads and eyes who are capable of shape-shifting into the form of animals, who perform agonizing and extraordinary surgical procedures on them and who teach them transformative knowledge.
It is at this point that I begin to feel baffled. I just don’t see the common memories, common life experiences, and common cultural influences that could explain, for example, Isaac Tens’ 1890 hallucination of a large owl hovering directly in front of him (which he said caught him by the face and tried to lift him up) and Carol’s 1990 hallucination in which a large owl swooped down from the skies and hovered close to her face. I just don’t see the common memories, common life experiences, and common cultural influences that could explain why both Arthur in the U.S. and Mabolele Shikwe in the Kalahari should hallucinate floating up “threads of light” in order to encounter beings in the sky. I just don’t see the common memories, common life experiences, and common cultural influences that could have led both the illiterate Maria Sabina in her remote Mexican village in the 1950s and the highly literate Betty Hill in the U.S. in the 1960s to hallucinate being given a book (which later disappears) by a powerful otherworldly being. I just don’t see the common memories, common life experiences, and common cultural influences that could lead UFO abductees in the West and shamans in Australia and South America to experience the implantation of foreign objects in their bodies or piercings by long needles or spears, etc., etc.
All in all, I just don’t get it, and what it says to me is that yes, the experiences that shamans and UFO abductees have are indeed hallucinations, but no, hallucinations may not always be specific to the individuals who have them and may sometimes not be conditioned very much by the cultures that they come from at all. I refer here not to superficial differences that undoubtedly are influenced by cultureas Lewis-Williams puts it, “a San shaman may see an eland antelope; an Inuit will see a polar bear or a seal” – but to the underlying perception that both share of the presence of some kind of spirit animal. Similarly, I can understand the cultural conditioning behind construals of flying objects seen in the sky as spaceships on the one hand, and as aerial “boats,” “shields,” “wells of metal,” etc. on the other, but what interests me is that there is an underlying perception in both cases that something strange is present in the sky and that it is real.
I repeat that for people all over the world to have massively recurrent shared cross-cultural experiences involving massively recurrent shared external real-world events is one thing. It is quite another thing, however, when people all over the world have massively recurrent shared cross-cultural experiences in situations where science can see no evidence for any external real-world stimulus at all. I suppose one possibility that would not entirely contradict the scientific-materialist paradigm would be that some hitherto undiscovered “library” of extraordinarily detailed mental images, sensations, and information is hard-wired into our brains, that it is the same library for all of us, and that it can be accessed only in altered states of consciousness. In that case, we would need to discover not only how such an eerie and otherworldly mental archive was compiled in the first place, but also why it is so important – presumably to our survival – that evolution has gone to the trouble of programming the entire collection into all our brains at the genetic level. These are interesting questions, and we will pursue them further.
Even more edgy and challenging, because they collide head-on with the fundamental beliefs of Western science concerning the nature of reality, are the arguments of William James, Aldous Huxley, Albert Hoffman, and Rick Strassman, cited in Chapter Five. According to these thinkers, it is quite possible that hallucinations do arise from valid external stimuli that are outside what Hoffman calls the “receiver wavelength” of our brains when they are in normal states of consciousness.
We have seen that hallucinogenic drugs, rhythmic dancing, “audio-driving” (with loud, repetitive drumming, etc.), sensory deprivation, self-torture (e.g. the agonizing body piercings of the North American Indian sun dance), starvation, and other extreme austerities are all amongst the techniques that shamans have used since prehistoric times to alter their consciousness and enter the spirit world. But it is well known amongst anthropologists – Eliade discusses the matter extensively – that there have always also been shamans who have no need of any of these tried and tested “techniques of ecstasy,” because they have acquired the gift of falling spontaneously into trance (often following a period of illness or an inner crisis marked by disturbed dreams). These specially gifted shamans, the spontaneous trancers, obviously provide the closest parallel to UFO abductees, whose experiences are also spontaneous and not deliberately induced.
The limited amount of scientific research done on the abduction phenomenon – notably the Roper Organization survey in 1991 (see Chapter Five) – suggests that around 2 per cent of the U.S. population has had the constellation of shamanic experiences that we label UFO abductions. Precisely because human neurology has remained unchanged for at least the last 50,000 years, but remembering always that our brains may be receivers as well as generators of consciousness, it is therefore very likely that around 2 per cent of every human population possesses this same spontaneous ability. For the remaining 98 per cent of us, who lack the genetic gift but who yet feel a calling to gain knowledge of the otherworld, it is a gratuitous grace of nature that chemicals closely related to key brain hormones are found in commonly available plants and fungi distributed all over the world.
Whether by ingesting these plants, or by stressing our body chemistry sufficiently through extended periods of rhythmic dancing like the !Kung bushmen of southern Africa, or by means of some of the other mental and physical techniques outlined above, we all have the ability to alter our brain chemistry and temporarily “retune” our consciousness to the same remarkable experiences as the spontaneous trancer.
Either way, since 2 per cent of the population seem to be born to trance, and since the rest of us can be made to trance through judicious use of the (maybe not so gratuitous?) graces of nature, the implication is that sooner or later every culture is going to encounter the characteristic experiences, landscapes, and intelligent otherworldly beings that these trance states unvaryingly reveal. That such experiences have indeed been recorded by every culture at every period of history does not – of course – prove that the experiences are real. But the remarkable mutual corroboration and cross-tallying descriptions provided by such different and completely independent witnesses as UFO abductees and shamans increases my confidence that their experiences might be real in some way that science – with its exclusive “this world” focus – has so far been unable to contemplate.
In 1958, the great psychologist Carl Gustav Jung, as ever far ahead of his time, committed scientific heresy when he considered the possibility that “UFOs are something psychic that is equipped with certain physical properties.” But he also asked, “Where would such a thing come from?” and commented that “the notion of a materialized psychism opens a bottomless void beneath our feet.” Elsewhere in his treatment of UFOs, however, Jung tantalizingly suggests exactly where he thinks “materialized psychisms” might come from when he proposes that “all reality” could be “grounded on an as-yet-unknown substrate possessing material and at the same time psychic qualities.” What he has in mind here, he makes clear, are the parallel universes envisaged by quantum physics.
This brings me back to the point I raised a few paragraphs ago. Let’s say for the sake of argument that spirits are real, that they have found ways, and a variety of quasi-physical forms (of which “aliens” are only the most recent), in which to manifest in our material universe, and that they have been doing so for thousands of years. Even so, what business do they have with us? Why are they here? What do they want? What’s in it for them?
In my hunt through the ethnographic sources and UFO abduction reports, I found one thing – most surprising and unexpected – that spirits and aliens do seem to want very much indeed from their human counterparts. This is the subject of the next chapter.
There have been some anecdotal reports suggesting experiential similarities between UFO close encounter reports and shamanic initiations and rituals. The following annotated bibliography on the overlap between shaminism in different global traditions and aspects of the UFO phenomenon is presented by Dr. Douglass Price-Williams in order to obtain feedback from other anthropologists. Dr. Price-Williams is professor emeritus in anthropology at UCLA and has spent a substantial portion of his career studying shaminism. We at NIDS and Dr. Price-Williams invite feedback from the anthropology community on this topic. Dr. Price-Williams stresses that this annotated bibliography is incomplete and preliminary and may serve as a foundation for further studies and reports from other anthropologists. We are particularly interested in data and case studies that anthropologists may have found that pertain to this hypothesis. Any comments can be e-mailed to: nids@anv.net
The literature on shamanism is now very extensive; the majority of the material has been written by anthropologists, and has been written from a number of different perspectives. The classic study, from the point of view of comparative religion, is the book by Eliade (discussed below). Some anthropologists have taken a regional perspective, like Eurasia1 or Colombia2. Others have focused on a single shaman and his/her symbols and activities, like Sharon in Peru3 or Myerhoff with a Huichol shaman in Mexico4, or Peters with a Nepalese shaman5. Still others have grappled with the problems of definition and differentiation from other magico-religious specialists such as medicine men, sorcerers, priests etc., and the psychological bases of their experience (e.g. Peters and Price-Williams6; Winkelman7). Still others have concentrated on the hallucinogenic factors involved in the pursuit of shamanic trance (e.g. Harner's Hallucinogens and Shamanism8). And others again have collected texts in which the shaman him or her self related their experiences (e.g. Joan Halifax9).
For the purposes of this presentation we can say that although scholars have provided numerous definitions of shamanism, it can be briefly stated that the shaman is a person who enters into what we would now call an altered state of consciousness, and during that period, take what is called 'a magical flight', going to either what are generally called 'lower' or 'higher' worlds, in which the shaman meets forces, who have either stolen the life force (soul) of a human person or inflicted damage of some kind to humankind. As a result of his training and experiential journeys, the shaman returns with a number of capabilities, such as dream interpretation, the power of healing, locating food sources for the community, and a number of other helpful actions for the sake of the group or tribe. There are of course many variants to this and to the stimuli that shamans resort to invoke an altered state of consciousness. Some take psychedelic plants, others rely on drumming. Visualization — imagery that is — is pretty constant. Their journey, needless to say, is taken realistically; we would understand it as visionary.
If you review the shamanistic literature, you will note that most of it is concerned with the final product — little is noted of the training or the kinds of experiences that are, as it were, pre-shamanic, that is to say where the person has spontaneous experiences that suggest to the community that this person could become a shaman. It is in this area of inquiry, in my opinion, that more fruitful comparisons of shamans and UFO experiences may be found, especially in the sub-class of abduction experiences.
Whereas the expert shaman can be said to be quite in charge, quite conscious of what he/she is doing, the beginnings may not be like that. Although many shamans have begun their lives with a definite vision quest, others, as it were, have had "shamanism thrust on them". Many future shamans have had severe illness, many of these being psychological problems (quite a number of early anthropologists flatly considered that the shaman was psychotic). Others began their shamanistic lives by having unusual dreams, and perhaps visions, at an early age. But some have had the spirits intrude. Eliade cited an early work in which the actual term "abducted" was used: "a man or woman may be made a seer by being bodily abducted by the spirits. [One young man] was taken up to heaven by the sky-spirits and given a beautiful body such as theirs. When he returned to earth he was a seer and the sky-spirits served him in his cures".
Although a significant part of the shamanistic experience - that to do with the "lower worlds", in which the shaman goes down caves or cracks in the rock or below the vegetation, and the encounters with "power animals"10, simply (as far as I am aware; the so-called "hollow-earth" theory notwithstanding) do not appear in the reported experiences of UFO abductees, nevertheless there is sufficient thematic similarities for a person very familiar with the UFO data, like Thomas Bullard11 to note: " How much abduction narratives have in common with a very different kind of story can be seen in the account of a Siberian shaman's initiation [here he cites from a description written by Eliade]. This account parallels the capture, examination, conference, and aftermath of abductees, while even the implant and fluorescent examination room have analogues in this narrative".
The phenomena of light is especially salient in the shamanic experience. Eliade12 emphasizes it: " ..a mysterious light which the shaman suddenly feels in his body, inside his head, within the brain...." Eliade says further " Here, too, we find the experience of height and ascent, and even of levitation, which characterizes Siberian shamanism, but which is also found elsewhere and which is regarded as a typical feature of shamanic techniques in general". That such light phenomena might be seen external to the shaman has been noted by Richard Erdoes who worked with Sioux folk in North Dakota and reported in his book Lame Deer, Seeker of Visions.13
"[The ritual] began with ceremonial drumming, and soon afterward, tiny lights began appearing throughout the room. They came floating up out of the darkness for a fraction of a second, and they were gone almost before eye and brain had been able to register them". Also, Erdoes noted, his photographic electronic equipment went haywire.
The phenomena of little lights is probably widespread. I myself have been in two places in the world where the local folklore mention them, the first was among the Tiv tribe of Central Nigeria. An anthropologist who preceded me there, Eleanor Smith-Bowen noted in her book on the Tiv people14 that balls of light have been seen cruising over the ground. The Tiv identified them as witches, the Europeans as atmospheric phenomena. The second place was on the big island of Hawaii, in which these lights - which are said to alight on trees and fly above houses, are labeled "akualeles"15. Parenthetically, in both places, I never saw any such phenomena. I do not think this phenomena of lights is restricted to these places; but it would take some copious research to document them elsewhere. In Holger Kalweit's book on Shamanism16, there is a whole chapter on lights and balls of fire (Chapter 18). One example might be relevant to the UFO case: "We have seen that illumination does not only manifest subjectively, within the shaman, his radiance is often perceived by others as well. It is said, for instance, that a bright flame hovered above the Eskimo shaman Kritdlarssuark as he led his companions on a train of dog sleighs in search of a distant people."
There is another report from Prem Das17 on a visit to a Huichol shaman in Mexico who saw what he called 'luminous clouds'. They were identified by Don Jose, the Huichol shaman: "The luminous clouds...these are the urucate (spirit beings)."
Another relevant element (to the UFO literature on "implants") is something also noted by Eliade. This is the insertion (by the spirits) of sacred stones into the body into a future medicine man18.
When it comes to the more "humanoid" appearance of spirits, we find in shamanistic accounts and folklore about as much variety as do the UFO reports. The following selections of descriptions of spirit beings come from the shamans' accounts in Joan Halifax's book19.
"He has horns..his ears stick out..his face is big..his hair hangs off his body..A foul thing!" (p.59. !Kung bushman, Africa).
"A lovely and beautiful helping spirit..A white woman" (p.67. Caribou Eskimo of Hudson Bay).
"There came a little man up from the ground..he was half as long as a man, was clad in a white frock, and had black arms. His hair was curly".
"The following year I repaired to a place where a brook was flowing from a little lake. A little man with a pointed head, which was quite bald, came up from the stream". (p.112. Both cases from the Angmagsalik Eskimos of Greenland).
"Shore spirits, who run about with a pointed skin hood on their heads; their breaches are queerly short, and made of bearskin. Their feet are twisted upward, and they seem to walk only on their heels. They hold their hands in such a fashion that the thumb is always bent in over the palm...they resemble most of all sweet little live dolls; they are no taller than the length of a man's arm" (p.119. Iglulik Eskimo).
"A very beautiful woman. Her figure was very slight, she was no more than 71 cm. tall..Her hair fell down to her shoulders in short black tresses." ( p.121. Southern Tungu, Siberia).
I myself have received contemporary oral reports of "little men" traditions. Larry Peters, an old friend and former student, told me that established shamans in the Katmandu, Nepal, region, told him that they were taught their art by so-called "forest shamans", little beings with pointed heads. In 1997 I was invited to go to Katmandu by a Nepalese psychologist to study shamanism with him, and Larry and I would have delved further into this tradition. However, I was not able to go at the last moment. Another friend, Holger Kalweit told me that there was a strong tradition of little men who are supposed to live in Eastern Tibet, in Amdo province, with the Dzopa ethnic group. Holger also told me that on the island in the middle of Lake Titicaca, Bolivia, such "little men" are said to live side by side with ordinary people.
The above outline is just a sketch of the topic. What it all amounts to would warrant another discussion. I am just leaving it here for the moment. The only thing to note now is that some shamanic reports seem to go beyond the subjective - other people appear to report light phenomena and the like. To go further than this would need a more focused investigation.
Douglass Price-Williams, Ph.D.
Dept. of Anthropology, UCLA
April 16, 1999
Footnotes
Mihaly Hoppal (Ed.). Shamanism in Eurasia. Parts 1 & 2. Gottingen: Edition Herodot, 1984.
G. Reichel-Dolmatoff. The Shaman and the Jaguar. Philadelphia: Temple University Press, 1975.
Douglas Sharon. Wizard of the Four Winds. A Shaman’s Story. N.Y., The Free Press, 1978.
Barbara Myerhoff. Peyote Hunt. The Sacred Journey of the Huichol Indians. Ithaca and New York, Cornell University Press, 1974.
Larry Peters. Ecstasy and Healing in Nepal. Malibu, California: Undena Publications, 1981.
L. Peters and D. Price-Williams. "Toward an experiential analysis of shamanism. American Ethnologist, 1980, Vol. 7, 397-418.
M. J. Winkelman. Shamans, Priests and Witches. A Cross-Cultural Study of Magico-Religious Practitioners. Arizona State University: Anthropological Research Papers, No. 44. 1992.
Michael J. Harner (Ed). Hallucinogens and Shamanism. London: Oxford University Press, 1973.
Joan Halifax (Ed). Shamanic Voices. A Survey of Visionary Narratives. N.Y., E. P. Dutton Paperback, 1979.
For both of these elements read particularly Chapter 4 of Michael Harner "The Way of the Shaman". San Francisco: Harper & Row 1980. An obvious reason why these elements do not appear in the UFO literature may be that they would not be congruent with the notion of inter-planetary visitors coming here in the conventional way, i.e. through space. It is as if our culture might be ready for sky-gods but not chthonic deities.
Thomas E. Bullard, "The UFO Abduction Phenomena: Past Research and Future Prospects". p. 102, of Rima Laibow, Robert Sollod and John Wilson (Eds). Anomalous Experiences and Trauma: Current Theoretical Research and Clinical Perspectives. Proceedings of TREAT II. Published by the Center for Treatment and Research of Experienced Anomalous Trauma. Dobbs Ferry, New York. 1992.
Mircea Eliade. Shamanism: Archaic Techniques of Ecstasy. Bollingen Series LXXVI. Princeton University Press. Paperback edition 1972. pp. 60-61. In these pages, Eliade cites the obvious parallels with the inner and clear light of Buddhist and Yogic schools.
This book was published in 1972. The account I am following here, that quotes Erdoes, is from D. Scott Rogo "Shamanism, ESP, and the Paranormal". Chapter 8 of Shirley Nicholson (Ed). Shamanism: An Expanded View of Reality. Madras & London. The Theosophical Publishing House, Wheaton, Ill, USA, 1987.
See the account in Kalweit’s book, ref# 16, p. 207. Kalweit cites the article by Theodore Kelsey – "Flying ‘gods’ of Hawaii", in Full Moon. A Report from the Islands. Vol. 1, Nos. 3 & 4, 1980.
Holger Kalweit. Dreamtime and Inner Space. The World of the Shaman. Boston & London, 1988. The quotation is on p. 204.
Prem Das, of course, is actually an American, the colleague of Timothy Leary. See his report in Joan Halifax Shamanic Voices, pp. 240-241.
Mircea Eliade, op.cit., pp. 46-49. The account is from aboriginal Australians. Kalweit also cites this kind of material in Ch. 22.
Joan Halifax. Shamanic Voices, op.cit. The page numbers refer to this book.
Abstract
Some UFO researchers (ufologists) claim that being abducted by aliens can be compared with shamanic initiation experiences in traditional societies in that both types of experience may be similarly transformative, leading to a more spiritual or animistic world-view, a deep concern for the environment and the development of paranormal abilities such as healing.
This qualitative study is designed to investigate the validity of such claims. The research aim is to see whether the experiences and subsequent world-view of eleven alien abductees (eight women and three men) from a local abduction support group are similar to those of the typical shaman and, if so, what those similarities are. To do this, material gathered from in-depth interviews with the abductees is compared with the anthropological literature on shamanism, especially shamanic initiation experiences, from all parts of the world.
In the summer 1993 (number 32) edition of the highly respected Shaman’s Drum magazine, a publication devoted to articles and reports about aboriginal peoples, their ways of life, and their spiritual practices throughout the world, American ethnobotanist Mark Plotkin described his fascinating experiences among the Yanomamo Indians of Venezuela. While he was visiting with them he tried first-hand their hallucinogenic snuff that was called epena. During his epena-induced entrancement he would glimpse “little men” at the edge of his visual field dancing. When he questioned a shaman there about what he saw he was told that they were known to them as the “hekura,” who are the “spirits of the forest.”
Describing the two hallucinogenic snuffs that the Yanomamo Indians prepare, Plotkin referred to the “chemical sophistication of Amazonian Indians.” He wrote that these people used two hallucinogens that they gathered from two different trees. One was a nutmeg relative and the other a legume. Biochemically, he noted, they were tryptamine alkaloids. It was explained to Plotkin that one was to help you to see things like the kekura, and the other plant was to help you to hear things. He pondered how incredible it was that so-called “primitive” people could isolate two specific plants from the world’s greatest forest where there existed tens of thousands of different trees, and be able to access the realm of their spirits as a result.
In their book Mound Builders: Edgar Cayce’s Forgotten Record of Ancient America, Doctors Greg and Lora Little, and John Van Auken quote author Jeremy Narby on the subject of Amazonian shamen and the hallucinogenic ayahuasca (See interview with Dr. Rick Strassman in this issue!). “The brew is a necessary combination of two plants, which must be boiled together for hours,” Narby wrote in his book Cosmic Serpent. “The first contains a hallucinogenic substance, dimethyltryptamine, which also seems to be secreted by the human brain; but this hallucinogen has no effect when swallowed, because a stomach enzyme called monoamine oxidase blocks it. The second plant, however, contains several substances that inactivate this precise stomach enzyme, allowing the hallucinogen to reach the brain. So here are people without electron microscopes who choose, among some 80,000 Amazonian plant species, the leaves of a bush containing a hallucinogenic brain hormone, which they combine with a vine containing substances that inactivate an enzyme of the digestive tract, which would otherwise block the hallucinogenic effect. And they do this to modify their consciousness.” In addition, when asked how the shamen knew to select these particular plants they replied, “The plants tell us.”
Author Micheal Craft, in his book Alien Impact (1996), (SEE BELOW) touches upon the effects of the DMT (dimethyltryptamine) containing ayahuasca and Peruvian shamanism. “In 1990, I began working with anthropologist Luis Eduardo Luna to develop a conference on botanical shamanism,” Craft wrote. “Luis had been working closely with the Peruvian shaman, Pablo Amaringo. Amaringo was an ayahuascero, or healer skilled in preparing the hallucinogenic brew, ayahuasca. Containing the high-powered hallucinogen DMT, ayahuasca is a necessary component of the fairy-rich Peruvian shamanic tradition. ...As a child, Amaringo heard tales of his grandfather, who was said to have joined the world of spirits through high doses of the visionary substance. Later studying the family tradition himself, Amaringo had countless visions of fairies, UFOs, and plant spirits in his role as community healer.”
Craft also shares how he once smoked a synthetic version of DMT and soon found himself in “bejeweled ‘gardens’ filled with dancing fairies and elves.” Although it seemed like an hour had passed, he writes that only about ten minutes had elapsed. “It did not seem imaginary or hallucinatory at all,” he added. This is a familiar comment from many who have returned from the DMT experience.
Two American researchers, Terence McKenna, described as an ethnobotanical philosopher and his brother Dennis, a molecular biologist, were on a Peruvian Amazon expedition back in 1971, searching for evidence of an authentic shamanic experience, when they ingested psilocybin mushrooms and had “encounters” with UFOs and strange beings.
Dr. Rick Strassman, author of DMT: The Spirit Molecule, explained to me, “Psilocybin is quite similar to DMT--it’s changed into the active compound psilocin in the gut, which differs from DMT by only one oxygen atom.” In his book, Dr. Strassman describes how during his government funded DMT research at the University of New Mexico’s School of Medicine in Albuquerque he had conducted a five years study of DMT, between 1990 through 1995, on some 60 volunteers administering some 400 doses. Although he had “expected mystical and near-death” images to be described by his DMT volunteers, unexpectedly, many described “beings,” some who were quite similar to the aliens from UFO entity accounts. “I spent some time trying to figure out what to call the things: beings, entities, non-corporeal life forms, aliens, what have you. Beings seemed most generic but also captured the sense that these things that people encountered on high doses of DMT had intelligence, awareness, will, and often interacted at various levels with the volunteers. This interaction may have been limited to just a sense of being aware of the volunteer’s observing presence. On the other hand, some beings were ‘expecting’ the appearance of the volunteer, and got down to business with them right away. Some beings probed, had sex with, communicated with, demonstrated the future or how various complex processes work too, and requested help from volunteers—the whole gamut. A handful were more typical ‘alien abduction’ scenarios, with being transported through space into hypertechnological vessels or laboratories, being tested and probed, having things inserted, and the like.” (See interview with Dr. Strassman)
Dr. Strassman also has some fascinating thoughts on how DMT may allow people to see things not normally visible to us. “At least 95% of the mass of the universe is dark: doesn’t reflect or generate light,” he shared in our interview. “We know it’s there by its effect on the shape of the universe; that is, by its gravitational effects. It makes sense to me that this matter, which is most likely streaming through us at all times, is inhabited. We’re spending trillions of dollars trying to find dark matter with high tech machines buried miles underground. Our brain is much more sophisticated than any machine we can build, and if consciousness can change through changing brain chemistry, I wonder if indeed we might be able to perceive, with the aid of DMT’s effects, things we normally don’t see, but which are around us all the time.”
Back in 1965, Peru, like many other parts of the world, was engulfed in a tremendous wave of UFO activity. In addition to UFOs though, a wave of dwarfish UFOnauts (unusually small, about 32-34 inches in height) caught global attention and ended up being written about and speculated upon by top UFO researchers in the field at that time, including Jim and Coral Lorenzen, Jacques Vallee, Otto Binder, Gordon Creighton, and James McCampbell.
Here were some of the most dramatic incidents:
August 20, 1965, shortly before noon, just outside Cuzco, a silvery disk about 5 feet in diameter was seen to land on the terrace of the ancient Incan stone fortress of Sacsahuaman by an engineer named Alberto Ugarte, along with his wife, a Senor Elwin Votger, and “numerous” other witnesses. Allegedly two small “beings” with bright dazzling uniforms emerged briefly, seemed surprised to see the humans present, got back into the disk and flew off into the western sky.
September 1, 1965, about 5 a.m., near Huanuco, a workman at an airfield saw an oval-shaped UFO land and a 34 inch tall entity with a head some twice the size of a normal human’s head, emerge from the craft. Four others allegedly also saw the UFO. The workman claimed that the entity made gestures, but he was unable to understand what it was trying to convey. The being then re-entered the UFO which became illuminated, rose vertically into the air, and then moved off toward the west.
September 8, 1965, around 10 p.m., a 7-year-old boy in Puno excitedly ran up to his family describing seven creatures he had seen with one eye, standing about 80 centimeters tall, which had emerged from a luminous object. The family claimed that they then saw a very bright light rising quickly into the night sky. Around about this same time, a sports writer named Jorge Chaves was driving with his family in adjacent suburbs of Juli and Pomata, when he claimed that they saw a UFO gently settle down on the road ahead. Chaves allegedly tried to approach it but the UFO rose into the air and soon was lost to sight as it departed at great speed.
September 12, 1965, in the area of Santa Barbara, near Lake Ceulacocha, a Lt. Sebastian Manche reportedly saw two 32-inch tall beings walking on the snow. That same night, many in Huancavelica watched for some two hours as two UFOs flew about above the town.
September 20, 1965, about 4:30 p.m., near the town of Pichaca, the district of Puno, a shepherdess allegedly saw half a dozen 32-inch tall beings emerge from a landed UFO. They spoke, the witness claimed, in a language that resembled “the cackling of geese.” They wore white clothing that produced intermittent flashes of light. The girl was very frightened and fled the area and hid. Later, in the area of the landing site, a liquid resembling oil was found, which may or may not have been related to the sighting.
As synchronicity would have it, I was studying and puzzling over these curious Peruvian alien accounts from yesteryear when I stumbled upon a paper that had been posted by one Douglass Price-Williams, Ph.D., of the Dept. of Anthropology, UCLA. His paper was entitled Shamanism and UFO Abductions. (It can be found at: Http://www.nidsci.org/articles/price-williams.html)
In this fascinating paper, the author compared many shamanic descriptions of strange lights, sky spirits, and “little men,” to the modern phenomenon of UFO abductions. In fact, toward the end of his paper I read where Professor Price-Williams had learned from a colleague that “on the island in the middle of Lake Titicaca... ‘little men’ are said to live side by side with ordinary people.” Puno (the site of some of the dwarfish ufonaut accounts from 1965) is located on the shore of that sacred Incan lake.
Coincidence? Or do some moderns understandably have a difficult time telling the difference between the mythic “little men” who have lived “side by side” with their “primitive” forefathers and the “modern” notion of extraterrestrial visitors coming to their planet?
How do we discern what is real, what is delusion; what is truth, what is deception? The old questions - the ancient mysteries - continue to haunt and puzzle us. When will we finally become sophisticated enough to discern the objective reality that lurks within the shadows of our mythologies and religious beliefs, our fears and superstitions? When will we finally become truly liberated and live in a New Age of enlightenment and understanding, instead of living the way the vast majority of us do by simply paying lip service to such ideologies?